Chief Executive Officer - Chief Compliance Officer

Steve Mangold - Sanders Morris Harris

Steve Mangold serves as the Chief Executive Officer and Chief Compliance Officer for Sanders Morris LLC. Mr. Mangold joined Sanders Morris in 2019 and has over 25 years of financial services industry experience.  Prior to joining Sanders Morris , Mr. Mangold held senior management positions with national broker dealer and registered investment advisor firms. Mr. Mangold holds the Series 7, 24, 9/10, 4, 65, 63 licenses and the Chartered Financial Consultant designation (ChFC) from the American College. Mr. Mangold received a BS in Business from Oklahoma State University.